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Tuesday, April 21, 2020 | History

1 edition of Securities law found in the catalog.

Securities law

Larry D. Soderquist

Securities law

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  • 15 Currently reading

Published by Foundation Press Thomson/West in New York, N.Y .
Written in English

    Subjects:
  • Securities

  • Edition Notes

    Includes bibliographical references and index.

    Statementby Larry D. Soderquist, Theresa A. Gabaldon
    SeriesConcepts and insights series
    ContributionsGabaldon, Theresa A., 1954-
    Classifications
    LC ClassificationsKF1440 .S64 2011
    The Physical Object
    Paginationxiii, 216 p. ;
    Number of Pages216
    ID Numbers
    Open LibraryOL24856882M
    ISBN 109781599417455
    LC Control Number2011411577


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About the Book. The United States Securities Code and Regulations appear in Title 15 of the United States Code and Title 17 of the Code of Federal Regulations. This publication was made with data provided by the United States government on the Office of.

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ISBN: OCLC Number: Description: xv, pages ; 24 cm. Contents: What is a security --World of securities law --Business context of securities law --What can be done during Securities Act registration --How securities are registered under the Securities Act --Exemptions from the registration requirements --Resales by security holders.

Professors Larry D. Soderquist and Theresa A. Gabaldoh have authored a concise, well organized text that provides a solid understanding of the basic securities laws.

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The Securities Law No. (76) for the Year Article (1) This Law shall be known as (The Securities Law for the Year ), and shall come into effect as of the date of its publication in the Official Gazette.

Definitions Article (2) The following words and phrases wherever mentioned in this Law shall haveFile Size: KB. CS Executive Capital Market and Securities Law Book by Amit Vohra Description Capital Markets and Securities Laws is a comprehensive book explaining concepts, sections, rules, latest amendments as per ICSI and ministry of corporate affairs of India and the Companies Act, in a lucid and informative manner.

Use this guide to find a book on a legal topic. This resource discusses basic securities regulation issues and provides the specifics on a variety of topics, including registration requirements, process of registration, exemptions from and liabilities under the Securities Act, registration and reporting requirements, shareholder suffrage, corporate takeovers, and civil Author: Catherine Biondo.

Understanding Securities Law clearly, thoroughly, and concisely addresses the subjects covered in basic Securities Regulation courses, including: Please identify the book(s) you wish to receive, provide your institutional contact information, and submit your request Edition: Securities Law.

As this reference text undergoes modification due to securities law developments and the author’s prerogative, I thank the contribution of all those mentioned in the acknowledgments to the First and Second Editions as well as the publishers who have granted permission for me to use excerpts from my other books and articles.Cadwalader, Wickersham & Taft LLP.

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of Regional Rankings: Add to Compare: Covington & Burling LLP. National Tier 1 in Securities Regulation.